Barbara L. Hein

PURSUIT WEALTH MANAGEMENT

Coralville, IA 52241

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CRD#: 4079052

Professional summary

Barbara Linn Hein, CFP® is a registered financial advisor currently at PURSUIT WEALTH MANAGEMENT located in Coralville, Iowa.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Barbara has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DBA:BARBARA L HEIN . 2)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3)DISTRIBUTOR FOR NU-SKIN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Linn Hein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

September 17, 2018 - Present

PURSUIT WEALTH MANAGEMENT

Office #1: 2461 10th St. Suite 4, Coralville, IA 52241

RIA

CRD#: 115416

Coralville, IA

Past

March 31, 2014 - February 14, 2017

STEELEWORKS WEALTH MANAGEMENT

RIA

CRD#: 137552

CLIVE, IA

Past

June 16, 2009 - March 31, 2014

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

CLIVE, IA

Past

October 31, 2006 - March 31, 2014

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

CLIVE, IA

Past

February 18, 2000 - July 6, 2009

WEALTH ADVISORS OF IOWA, LLC

RIA

CRD#: 115088

WEST DES MOINES, IA

Past

January 28, 2000 - November 1, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

W. DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2000

General Securities Representative Examination

Current Firm

PURSUIT WEALTH MANAGEMENT

CHARITABLE GIVING RESOURCE ADVISORS | PURSUIT WEALTH MANAGEMENT | FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC | FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LC | EICK, CEURVORST & REHFUSS, LLC

CRD#: 115416 / SEC#: 801-61949

RIA

Registered Investment Advisory firm - (10/31/2014 Terminated)

California

Registered Investment Advisory firm - (8/19/2014 Approved)

Illinois

Registered Investment Advisory firm - (12/8/2020 Terminated)

Iowa

Registered Investment Advisory firm - (5/16/2014 Approved)

Louisiana

Registered Investment Advisory firm - (12/6/2017 Terminated)

Nebraska

Registered Investment Advisory firm - (12/13/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/18/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2461 10th St. Suite 4, Coralville, IA 52241

Mailing Address

Phone number

(800) 826-8684

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 35,499,412

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara L. Hein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Linn Hein's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSUIT WEALTH MANAGEMENT

STEELEWORKS WEALTH MANAGEMENT

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

WEALTH ADVISORS OF IOWA, LLC

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2000

Series 7

Date: 1/27/2000

Current Firm

PURSUIT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PURSUIT WEALTH MANAGEMENT

TRUST BUT VERIFY

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