Michael B. Altman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Barr Altman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 8 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1997 - August 4, 1998
CHEEVERS & COMPANY, LLC
February 15, 1994 - May 24, 1995
LEXINGTON SECURITIES, INC.
August 30, 1991 - February 18, 1992
GRUNTAL & CO., L.L.C.
January 6, 1977 - October 28, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
August 16, 1976 - January 6, 1977
WILLIAM D. WITTER, INC.
March 19, 1975 - July 31, 1976
KAUFMANN, ALSBERG & CO., INC.
February 1, 1973 - December 14, 1974
AMCAP SECURITIES CORPORATION
March 2, 1970 - January 1, 1973
LAIRD, BISSELL & MEEDS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/6/1967
Registered Representative ExaminationSeries 40
Date: 1/22/1973
Registered Principal ExaminationCurrent Firm
CHEEVERS & COMPANY, LLC
CRD#: 31312 / SEC#: , 8-29716
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
