JM
Jerome R. Mccaulay
TEXAKOMA FINANCIAL
Plano, TX 75024-6654
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CRD#: 4078996
JM
Professional summary
Jerome Robert Mccaulay is a registered financial professional currently at TEXAKOMA FINANCIAL, INC. located in Plano, Texas.
Jerome is registered as a RR (Registered Representative) and started their career in finance in 1999. Jerome has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jerome Robert Mccaulay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 1999 - Present
TEXAKOMA FINANCIAL, INC.
Office #1: 5601 Granite Parkway, Suite 800, Plano, TX 75024-6654Office #2: 5601 Granite Parkway Suite 800, Plano, TX 75024BD
CRD#: 16910
Plano, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/18/2000)
RR
Arkansas(1/6/2004)
RR
California(12/13/1999)
RR
Colorado(1/12/2001)
RR
Connecticut(5/6/2025)
RR
Florida(12/16/1999)
RR
Georgia(4/20/2012)
RR
Illinois(1/10/2017)
RR
Kansas(6/9/2014)
RR
Maryland(7/23/2002)
RR
Mississippi(8/6/2002)
RR
New Jersey(1/18/2024)
RR
North Carolina(6/5/2006)
RR
Oklahoma(5/2/2005)
RR
Oregon(1/12/2005)
RR
Texas(12/13/1999)
RR
Washington(3/22/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TEXAKOMA FINANCIAL, INC.
TEXAKOMA FINANCIAL, INC.
CRD#: 16910 / SEC#: , 8-34706
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5601 Granite Parkway Suite 800, Plano, TX 75024
Mailing Address
5601 Granite Parkway Suite 800, Plano, TX 75024
Phone number
(972) 701-9106
Established
Texas since 03/06/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TEXAKOMA FINANCIAL, INC.
CRD#: 16910Plano, TX 75024-6654TRUST BUT VERIFY
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