Faron S. Miller

WEALTHSPIRE RETIREMENT ADVISORY

Midlothian, VA 23113

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CRD#: 4078974

Professional summary

Faron Scott Miller SR, CFP®, who also goes by Faron Scott Miller Sr., Faron Scott Miller, Faron Miller, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Midlothian, Virginia.

Faron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Faron has worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Faron Scott Miller Sr. | Faron Scott Miller | Faron Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Faron Scott Miller SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 25, 2023 - Present

WEALTHSPIRE RETIREMENT ADVISORY

Office #1: 1640 Huguenot Road, Midlothian, VA 23113

RIA

CRD#: 121254

Midlothian, VA

Past

January 6, 2020 - March 14, 2024

WEALTHSPIRE ADVISORS

RIA

CRD#: 106259

MIDLOTHIAN, VA

Past

April 13, 2018 - November 29, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

GLEN ALLEN, VA

Past

February 26, 2018 - November 29, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Glen Allen, VA

Past

February 26, 2018 - November 29, 2019

TD AMERITRADE, INC.

CRD#: 7870

GLEN ALLEN, VA

Past

June 5, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

June 2, 2014 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

MIDLOTHIAN, VA

Past

April 3, 2013 - June 3, 2014

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

MIDLOTHIAN, VA

Past

April 1, 2013 - June 3, 2014

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MIDLOTHIAN, VA

Past

January 14, 2011 - February 12, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

GLEN ALLEN, VA

Past

January 11, 2011 - February 12, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

GLEN ALLEN, VA

Past

January 11, 2011 - February 12, 2013

TD AMERITRADE, INC.

CRD#: 7870

GLEN ALLEN, VA

Past

August 25, 2009 - January 5, 2011

EDWARD JONES

RIA

CRD#: 250

MIDLOTHIAN, VA

Past

August 21, 2009 - January 5, 2011

EDWARD JONES

CRD#: 250

MIDLOTHIAN, VA

Past

May 7, 2004 - August 24, 2009

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

RICHMOND, VA

Past

October 20, 2003 - August 24, 2009

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

RICHMOND, VA

Past

May 16, 2003 - October 16, 2003

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

September 18, 2001 - May 8, 2003

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

June 22, 2001 - October 5, 2001

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

October 1, 2000 - June 1, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 25, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2017

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/6/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/24/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

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Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Faron S. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Faron Scott Miller SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHSPIRE ADVISORS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

EDWARD JONES

EDWARD JONES

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

NATIONWIDE SECURITIES, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

NATHAN & LEWIS SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2017

Series 65

Date: 5/6/2004

Series 63

Date: 1/7/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/26/2003

Series 6

Date: 1/24/2000

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

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