Steven C. Goldberg

GLENVIEW FINANCIAL GROUP LLC

GLENVIEW, IL 60026

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CRD#: 4078966

Professional summary

Steven Charles Goldberg is a registered financial advisor currently at GLENVIEW FINANCIAL GROUP LLC located in Glenview, Illinois.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Steven has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEISS & CO. LLC 08/1978 TO PRESENT PARTNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2007 - Present

GLENVIEW FINANCIAL GROUP LLC

Office #1: 2700 Patriot Blvd. Suite 400, Glenview, IL 60026

RIA

CRD#: 141448

GLENVIEW, IL

Past

October 7, 2004 - March 23, 2007

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NORTHFIELD, IL

Past

January 21, 2004 - March 23, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 3, 2003 - February 6, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 21, 2000 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/3/2007)

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Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/20/2000

General Securities Representative Examination

Current Firm

GLENVIEW FINANCIAL GROUP LLC

GLENVIEW FINANCIAL GROUP LLC | GLENVIEW FINANCIAL GROUP, LLC

CRD#: 141448 / SEC#:

Illinois

Registered Investment Advisory firm - (1/3/2007 Approved)

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Contact information

Main Address

2700 Patriot Blvd. Suite 400, Glenview, IL 60026

Mailing Address

Phone number

(847) 441-8800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven C. Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Charles Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLENVIEW FINANCIAL GROUP LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2004

Series 7

Date: 1/20/2000

Current Firm

GLENVIEW FINANCIAL GROUP LLC

Contact information

Documents

Red Flags

Company Information

GLENVIEW FINANCIAL GROUP LLC

TRUST BUT VERIFY

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