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GW

Geoffrey W. White

CAPITAL STRATEGIES GROUP
Tempe, AZ 85283
Some features on this profile are disabled
CRD#: 4078929
GW

Professional summary


Geoffrey Wayne White, CFP®, ChFC®, who also goes by Geoff Wayne White, is a registered financial advisor currently at CAPITAL STRATEGIES GROUP, LLC located in Tempe, Arizona.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Geoffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Geoff Wayne White

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT, 2151 E BASELINE RD. SUITE 101 TEMPE, AZ 85283, MAY 2008, INVESTMENT RELATED, LIFE AND HEALTH INSURANCE PRODUCTS AND SERVICES, 40 HOURS/MONTH, 40 HOURS/MONTH DURING TRADING HOURS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Geoffrey Wayne White's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2003

Experience


Current

May 9, 2006 - Present

CAPITAL STRATEGIES GROUP, LLC

Office #1: 2151 E. Baseline Road Suite 101, Tempe, AZ 85283
RIA
CRD#: 140120
Tempe, AZ
Past

July 19, 2002 - April 19, 2006

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

December 17, 2001 - July 16, 2002

CAMDEN FINANCIAL SERVICES

BD
CRD#: 19925
KELLER, TX
Past

February 9, 2001 - December 14, 2001

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

December 7, 1999 - February 22, 2001

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(5/9/2006)
IAR
Texas
(8/16/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/1/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CS
CAPITAL STRATEGIES GROUP, LLC
CAPITAL STRATEGIES GROUP, LLC

CRD#: 140120 / SEC#: 801-69268

RIA
Registered Investment Advisory firm - (7/16/2012 Terminated)
Arizona
Registered Investment Advisory firm - (6/7/2012 Approved)
Texas
Registered Investment Advisory firm - (8/16/2023 Approved)
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Contact information


Main Address
2151 E. Baseline Road Suite 101, Tempe, AZ 85283
Mailing Address
Phone number
(480) 635-4050
Established
Firm type
Fiscal year end
# of Employees
8

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts410
AUM (Assets Under Management)$ 89,564,631

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL STRATEGIES GROUP, LLC

CRD#: 140120Tempe, AZ 85283

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