John R. Brandt

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC

Hales Corners, WI 53130-1353

Some features on this profile are disabled

CRD#: 4078746

Professional summary

John Robert Brandt is a registered financial advisor currently at NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC located in Hales Corners, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 3 firms and has passed the Series 65, Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA, TAX PREPARER, PROVIDING ACCOUNTING SERVICES-I PROVIDE ACCOUNTING SERVICES AND EITHER DIRECTLY OR THROUGH STAFF. AS A FULL SERVICE CPA FIRM THERE IS A WIDE MYRIAD OF SERVICES FROM DATA ENTRY THROUGH FINANCIAL STATEMENT PREPARATION, CPA PRACTICE AND RELATED ACTIVITIES- PROVIDE CONSULTATIONS ON A MYRIAD OF TOPICS TO INDIVIDUALS AND BUSINESS REGARDING FINANCIAL ISSUES, BANKING, INVESTMENTS, TAX, ACCOUNTING, ETC, OWN A REAL ESTATE INVESTMENT FIRM: NEW BERLIN RENTAL PROPERTIES, LLC, -SOLE OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Brandt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2012 - Present

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC

Office #1: 5455 S 108th St Ste 1, Hales Corners, WI 53130-1353

RIA

CRD#: 165186

Hales Corners, WI

Past

February 18, 2009 - October 11, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

BROOKFIELD, WI

Past

October 12, 2004 - October 11, 2010

NEW ENGLAND SECURITIES

CRD#: 615

BROOKFIELD, WI

Past

December 20, 1999 - July 28, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/31/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/23/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 12/18/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC

CRD#: 165186 / SEC#:

Wisconsin

Registered Investment Advisory firm - (8/31/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5455 S 108th St Ste 1, Hales Corners, WI 53130-1353

Mailing Address

Phone number

(414) 529-5900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John R. Brandt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Brandt's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2009

Series 66

Date: 12/23/1999

Series 6

Date: 12/18/1999

Current Firm

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC

Contact information

Documents

Red Flags

Company Information

NATIONAL ACCOUNTING AND BUSINESS SOLUTIONS, SC

TRUST BUT VERIFY

Similar Advisors