Robert R. Rust
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Richard Rust, who also goes by Bob Rust, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1965. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 41, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1997 - February 9, 2016
MOLONEY SECURITIES CO., INC.
June 9, 1994 - April 10, 1997
JOHNSON RESEARCH & CAPITAL INCORPORATED
September 4, 1990 - May 4, 1994
WELLS FARGO CLEARING SERVICES, LLC
July 30, 1984 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
June 1, 1982 - June 11, 1984
ROWLAND CLEARING SERVICES, INC.
October 4, 1973 - May 14, 1984
R. ROWLAND & CO., INCORPORATED
November 20, 1969 - November 3, 1973
KOHLMEYER & CO.
October 27, 1965 - September 15, 1971
DEMPSEY-TEGELER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 3/1/1969
NYSE Allied Member ExaminationSeries 1
Date: 3/20/1956
Registered Representative ExaminationCurrent Firm
MOLONEY SECURITIES CO., INC.
CRD#: 38535 / SEC#: 801-64722, 8-48326
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | OWNER | |
| CORRIGAN, BRIAN PATRICK | INVESTOR/DIRECTOR | 4258969 |
| HANCOCK, DONALD RALPH | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHAIRMAN | 828811 |
| HOLOWATUK, WILLIAM JAMES | DIRECTOR OF COMPLIANCE | 6107023 |
| HUME, SCOTT ALLEN | INVESTOR/DIRECTOR | 2894512 |
| MEDLEY, JOSEPH RONALD JR | INVESTOR/DIRECTOR | 2619119 |
| MOLONEY, EDWARD JOHN JR | PRESIDENT, OFFICER/DIRECTOR | 3188341 |
| ROSEMAN, JEFFREY PATRICK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL & VP | 6296481 |
| STEEL, GEORGE DONALD | INVESTOR/DIRECTOR | 716992 |
| WIESER, RYAN MATHEW | VICE PRESIDENT, DIRECTOR OF OPERATIONS, CHIEF OPERATING OFFICER/DIRECTOR | 4940639 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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