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WB

Wayne A. Bell-warren

GAINPLAN LLC
Bloomfield Hills, MI 48302
Some features on this profile are disabled
CRD#: 4078646
WB

Professional summary

Wayne Anthony Bell-warren, who also goes by Wayne Anthony Bell Warren, Wayne Anthony Warren, is a registered financial advisor currently at GAINPLAN LLC located in Bloomfield Hills, Michigan.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Wayne has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 53, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wayne Anthony Bell Warren | Wayne Anthony Warren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/4/13 - Michigan bar licensed attorney. I primarily provide referrals to other attorneys. Non-investment related. Less than 5% of my time spent and none during market hours. 2. Sells Accident & Health, Annuities, and Life Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Anthony Bell-warren's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2015 - Present

GAINPLAN LLC

Office #1: 800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302
RIA
CRD#: 174427
Bloomfield Hills, MI
Past

April 30, 2015 - May 8, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
BINGHAM FARMS, MI
Past

August 27, 2008 - May 8, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
BINGHAM FARMS, MI
Past

December 12, 2005 - August 26, 2008

CIG SECURITIES

BD
CRD#: 129864
SOUTHFIELD, MI
Past

August 18, 2004 - December 9, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 18, 2004 - December 9, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 24, 2000 - August 10, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 24, 2000 - August 10, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

January 19, 2000 - August 3, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GAINPLAN LLC
GAINPLAN LLC | J. IVORY, LLC

CRD#: 174427 / SEC#: 801-81166

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(5/5/2015)
IAR
Texas
(4/5/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2015
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/10/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/8/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/3/2000
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/21/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/27/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/25/2002
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/18/2000
General Securities Principal Examination

Current Firm

GL
GAINPLAN LLC
GAINPLAN LLC | J. IVORY, LLC

CRD#: 174427 / SEC#: 801-81166

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)
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Contact information

Main Address
800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302
Mailing Address
Phone number
(248) 385-3737
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts1,765
AUM (Assets Under Management)$ 478,464,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GAINPLAN LLC

CRD#: 174427Bloomfield Hills, MI 48302

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