Wayne Anthony Bell-warren
Professional Summary
Wayne Anthony Bell-warren, who also goes by Wayne Anthony Bell Warren, Wayne Anthony Warren, is a registered financial advisor currently at GAINPLAN LLC located in Bloomfield Hills, Michigan. Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Wayne has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 53, Series 10, Series 9 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wayne Anthony Bell Warren, Wayne Anthony Warren
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
GAINPLAN LLC | J. IVORY, LLC
Contact Information
Main Address
800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302Phone Number
(248) 385-3737# of Employees
12SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,491AUM (Assets Under Management)
$461,567,836Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
GAINPLAN LLC | J. IVORY, LLC
State Registrations and Notice Filings
(5/5/2015)
(4/5/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2002About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Wayne Anthony Bell-warren's CRS (Customer Relationship Summary).
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