Gene A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Arthur Miller was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1999. Gene had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2011 - February 5, 2019
MORSE CAPITAL PARTNERS, LLC
November 3, 2010 - December 31, 2010
MORSE CAPITAL PARTNERS, LLC
September 10, 2010 - November 4, 2010
MCL FINANCIAL GROUP, INC.
June 15, 2010 - April 6, 2011
MCL FINANCIAL GROUP, INC.
October 29, 2002 - June 17, 2010
LPL FINANCIAL LLC
October 29, 2002 - June 17, 2010
LPL FINANCIAL LLC
August 13, 2001 - October 7, 2002
WALNUT STREET SECURITIES, INC.
December 9, 1999 - November 30, 2000
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
MORSE CAPITAL PARTNERS, LLC
CRD#: 146383 / SEC#: 801-68819
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORSE CAPITAL PARTNERS, LLC
CRD#: 146383 / SEC#: 801-68819
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 347 |
| AUM (Assets Under Management) | $ 246,090,867 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
