Keith C. Davis

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CRD#: 4078445

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Colin Davis, CFP®, who also goes by Keith C. Davis, was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 2000. Keith had worked at 6 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Keith C. Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BN: SOLENTURE LLC~NON INVESTMENT RELATED~2 GATEWAY CENTER, STE 1600, 603 STANWIX ST, PITTSBURGH, PA 15222~INSURANCE~SALES REP~2009~.5HR PER MONTH~.5HR PER MONTH DURING MARKET~INTRODUCE AND MONITOR TERM LIFE AND LONG TERM CARE INSURANCE PRODUCTS TO MY CLIENTS - - - - - - - - - - - - - - - BN: DELUZIO & CO~NON INVESTMENT RELATED~351 HARVEY AVE, STE A, GREENSBURG, PA 15601~ACCOUNTING BUSINESS PLANNING~SEPTEMBER 2013~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~REFERRAL TO CPA FIRM - - - - - - - - - - - - - - - BN: KEITH C. DAVIS FINANCIAL GROUP LLC~NON INVESTMENT RELATED~100 PENNSYLVANIA AVENUE, SUITE 4, IRWIN, PA 15642~FINANCIAL SERVICES~OWNER~160HRS PER MONTH~100HRS PER MONTH DURING MARKET~REGISTERED REP, INVESTMENT ADVISOR BN: DAVIS FINANCIAL GROUP~2007~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 20 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 0 HOURS DURING NON-TRADING HOURS. BN: JENRE PROPERTIES LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/08/2024 ADDRESS: 9941 BUCKINGHAM PL, NORTH HUNTINGDON PA 15642 DESC: manage properties and LLC BN: BECKER WEALTH POSITION: Reg Rep NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/08/2024 ADDRESS: 100 Pennsylvania Ave, Suite 4, Irwin PA 15642 DESC: Client meetings

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Past

January 8, 2024 - October 6, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

IRWIN, PA

Past

January 8, 2024 - October 6, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Irwin, PA

Past

November 1, 2021 - February 9, 2024

NEWEDGE ADVISORS

RIA

CRD#: 171351

IRWIN, PA

Past

October 17, 2005 - November 1, 2021

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

IRWIN, PA

Past

October 14, 2005 - January 8, 2024

NEWEDGE SECURITIES, LLC

CRD#: 10674

IRWIN, PA

Past

February 6, 2001 - October 19, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENSBURG, PA

Past

January 7, 2000 - October 19, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2000

General Securities Representative Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith C. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

NEWEDGE ADVISORS

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2000

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2000

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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