Richard R. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Robert Russo SR, who also goes by Dick Russo, Richard Robert Russo, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1977. Richard had worked at 9 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2016 - January 9, 2018
BDO WEALTH ADVISORS, LLC
December 1, 2009 - October 4, 2016
GSK WEALTH ADVISORS, INC.
January 3, 2002 - October 9, 2009
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
November 4, 1998 - January 31, 2002
PRINCIPAL FUNDS DISTRIBUTOR, INC.
July 18, 1996 - October 2, 1998
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
July 14, 1995 - September 12, 1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 3, 1994 - July 22, 1999
WM FUND SERVICES, INC.
October 15, 1991 - April 27, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 9, 1991 - November 1, 1991
FRANKLIN REAL ESTATE DISTRIBUTORS, INC.
May 6, 1988 - March 4, 1989
CONCORD ASSETS SECURITIES, INC.
December 13, 1977 - October 22, 1991
EASTERN STATES SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/31/1969
Registered Representative ExaminationCurrent Firm
BDO WEALTH ADVISORS, LLC
CRD#: 222525 / SEC#: 801-108306
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,125 |
| AUM (Assets Under Management) | $ 3,011,312,803 |
Red Flags
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