Jason D. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Dewayne Thomas was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2014 - October 21, 2020
ALLSTATE FINANCIAL SERVICES, LLC
November 21, 2011 - August 29, 2013
STATE FARM VP MANAGEMENT CORP.
March 2, 2007 - March 31, 2009
VALIC FINANCIAL ADVISORS, INC.
October 13, 2005 - March 31, 2009
VALIC FINANCIAL ADVISORS, INC.
June 2, 2005 - October 13, 2005
AMERICAN GENERAL DISTRIBUTORS, INC.
February 26, 2004 - October 4, 2004
COUNTRYWIDE INVESTMENT SERVICES, INC.
May 6, 2002 - February 18, 2004
WELLS FARGO INVESTMENTS, LLC
April 14, 2000 - February 11, 2002
IDS LIFE INSURANCE COMPANY
April 14, 2000 - February 11, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
