Nicolas Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas Russo JR was a registered financial advisor .
Nicolas is a previously registered financial advisor and started their career in finance in 1972. Nicolas had worked at 6 firms and has passed the Series 65, Series 63, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 1996 - December 31, 2012
RUSS TRADING INC
May 3, 1991 - March 31, 1995
ING INVESTMENT MANAGEMENT SERVICES LLC
August 2, 1982 - September 21, 1984
PRUDENTIAL EQUITY GROUP, LLC
November 6, 1978 - July 27, 1982
SCHRODER & CO. INC.
June 26, 1972 - November 30, 1978
E. F. HUTTON & COMPANY INC
June 22, 1972 - March 31, 1995
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 6/22/1972
General Securities Principal ExaminationSeries 1
Date: 6/22/1972
Registered Representative ExaminationCurrent Firm
RUSS TRADING INC
CRD#: 114045 / SEC#:
Contact information
Red Flags
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