Daniel A. Payne

STARR-MATHEWS FINANCIAL

Rome, GA 30161

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CRD#: 4077985

Professional summary

Daniel Anderson Payne, CFP® is a registered financial advisor currently at STARR-MATHEWS FINANCIAL, LLC located in Rome, Georgia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 09/08/2005 - DBA ONLY - STARR-MATHEWS FINANCIAL, LLC - CALHOUN, GA. 2. 10/25/2005 - CPA/BOOKKEEPER/TAX PREPARER - CPA PROVIDING ACCOUNTING SERVICES TO 3 SMALL COMPANIES PREPARING REPORTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Anderson Payne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

January 16, 2013 - Present

STARR-MATHEWS FINANCIAL, LLC

Office #1: 605 East First Street, Suite 102, Rome, GA 30161

RIA

CRD#: 166199

Rome, GA

Past

October 18, 2005 - February 25, 2013

LPL FINANCIAL LLC

CRD#: 6413

CALHOUN, GA

Past

February 17, 2000 - April 7, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 7, 2000 - February 24, 2000

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STARR-MATHEWS FINANCIAL, LLC

STARR-MATHEWS EMPLOYEE BENEFITS | STARR-MATHEWS FINANCIAL, LLC

CRD#: 166199 / SEC#: 801-113164

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (5/7/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/2000

General Securities Representative Examination

Current Firm

STARR-MATHEWS FINANCIAL, LLC

STARR-MATHEWS EMPLOYEE BENEFITS | STARR-MATHEWS FINANCIAL, LLC

CRD#: 166199 / SEC#: 801-113164

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (5/7/2018 Terminated)

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Contact information

Main Address

215 North Piedmont Street, Calhoun, GA 30701

Mailing Address

Po Box 188, Calhoun, GA 30703-0188

Phone number

(706) 624-4080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV APPENDIX - WRAP FEE BROCHURE (3/14/2025)

ADV PART 2A STARR-MATHEWS FINANCIAL, LLC (3/14/2025)

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 139,122,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. Payne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Anderson Payne's CRS (Customer Relationship Summary).

Certified licenses

Experience

STARR-MATHEWS FINANCIAL, LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

STARR-MATHEWS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2000

Series 7

Date: 1/6/2000

Current Firm

STARR-MATHEWS FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STARR-MATHEWS FINANCIAL, LLC

TRUST BUT VERIFY

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