Tommy R. Tucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommy Robin Tucker, who also goes by Timothy Robin Tucker, was a registered financial professional .
Tommy is a previously registered financial professional and started their career in finance in 1999. Tommy had worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2010 - April 13, 2012
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
November 18, 2008 - April 10, 2012
FBL MARKETING SERVICES, LLC
May 14, 2008 - November 12, 2008
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 30, 2008 - November 12, 2008
WORLD GROUP SECURITIES, INC.
September 12, 2007 - April 23, 2008
PARK AVENUE SECURITIES LLC
September 8, 2000 - May 31, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
December 14, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
CRD#: 5308 / SEC#: 801-7655, 8-15854
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL SERVICES, INC. | OWNER | |
| BRANNEN, JAMES PATRICK | CFO & DIRECTOR | 2746986 |
| COOMBS, SUSAN MARIE | MUTUAL FUND ACCOUNTING DIRECTOR | 3181559 |
| MARKER, DENNIS MICHAEL | PRESIDENT & DIRECTOR | 872474 |
| MORAIN, STEPHEN M | SENIOR VP, GENERAL COUNSEL & DIRECTOR | 1033225 |
| NOYCE, JAMES WILLIAM | VICE PRESIDENT, TREASURER & DIRECTOR | 2152118 |
| ODDY, WILLIAM JOSEPH | CEO & DIRECTOR | 350982 |
| PAULE, JOHN M | CMO & DIRECTOR | 3000719 |
| ROJOHN, KRISTI | INVESTMENT COMPLIANCE VP, SECY | 1700348 |
| RUMELHART, JOANN WESLIE | EXECUTIVE VP & DIRECTOR | 2145908 |
| SANDBURG, LOUANN GERHARD | VP - INVESTMENTS, ASST TREAS & DIRECTOR | 727918 |
| WILSON, LYNN ELDEN | VP & DIRECTOR | 2636153 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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