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Kimetra Oneka Leacock

CRD# 4077790·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Kimetra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kimetra Oneka Leacock was a registered financial advisor. Kimetra was a previously registered financial professional and started their career in finance 2000 - 2013. Kimetra had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

AQUILA DISTRIBUTORS LLC·CRD# 1706
BD
New York, NY
March 9, 2004 - March 18, 2013
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
April 24, 2001 - October 23, 2002
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
April 13, 2000 - February 14, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
April 13, 2000 - February 14, 2001

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Current Firm

AD
AQUILA DISTRIBUTORS LLC

AQUILA DISTRIBUTORS LLC | STCM DISTRIBUTORS, INC. | EAST COAST INVESTORS INC. | AQUILA DISTRIBUTORS, INC.

CRD#: 1706 / SEC#: 8-13173
BD
Terminated by SEC on 12/31/2024

Contact Information

Established

Delaware since 12/21/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AQUILA MANAGEMENT CORPORATIONSHAREHOLDER—
DIMAGGIO, JOSEPH PAULTREASURER1359940
FILLMORE, RANDALL SCOTTSENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER4188259
HERRMANN, CONRAD BEADLEMANAGER1370319
HERRMANN, DIANA PARSONSMANAGER2913698
OBRIEN, PAUL GREGORYPRESIDENT, FINANCIAL OPERATIONS PRINCIPAL & OPERATIONS PROFESSIONAL3129605
ROSE, PAMELA CAROLINE MS.SECRETARY1559550
SARKANY, THOMAS THOMASMANAGER1024285

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2000About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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