Chahn Ro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chahn Ro, who also goes by Ro, was a registered financial professional .
Chahn is a previously registered financial professional and started their career in finance in 2000. Chahn had worked at 7 firms and has passed the Series 66, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2009 - December 31, 2013
RO & LAMBERT
October 22, 2008 - October 3, 2012
OSAIC SERVICES, INC.
April 21, 2008 - July 25, 2008
OSAIC SERVICES, INC.
December 11, 2007 - December 31, 2008
RO & LAMBERT
June 9, 2003 - June 1, 2006
MORGAN STANLEY DW INC.
May 23, 2003 - June 1, 2006
MORGAN STANLEY DW INC.
February 28, 2001 - January 2, 2002
AMERIPRISE ADVISOR SERVICES, INC.
May 16, 2000 - September 18, 2000
IDS LIFE INSURANCE COMPANY
May 16, 2000 - September 18, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
February 16, 2000 - April 24, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RO & LAMBERT
CRD#: 143893 / SEC#: 801-72159
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
