Ferdinand Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ferdinand Russo was a registered financial professional .
Ferdinand is a previously registered financial professional and started their career in finance in 1980. Ferdinand had worked at 3 firms and has passed the Series 63, Series 41, Series 1 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2003 - March 5, 2003
JOHN N. SEIP & CO., INC.
January 29, 2003 - February 18, 2003
GUNNALLEN FINANCIAL, INC
June 27, 1980 - January 21, 2003
RUSSO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 41
Date: 6/27/1980
NYSE Allied Member ExaminationSeries 1
Date: 12/18/1968
Registered Representative ExaminationCurrent Firm
JOHN N. SEIP & CO., INC.
CRD#: 35501 / SEC#: , 8-46706
Contact information
Documents
Red Flags
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