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JM

Joshua C. Mitchell

CORDA INVESTMENT MANAGEMENT
Broomfield, CO 80021
Some features on this profile are disabled
CRD#: 4077553
JM

Professional summary

Joshua Christopher Mitchell, who also goes by Josh Mitchell, is a registered financial advisor currently at CORDA INVESTMENT MANAGEMENT, LLC located in Broomfield, Colorado.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joshua has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Josh Mitchell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Christopher Mitchell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

CORDA INVESTMENT MANAGEMENT, LLC

Office #1: 390 Interlocken Crescent Suite 348, Broomfield, CO 80021
RIA
CRD#: 108046
Broomfield, CO
Past

August 25, 2023 - June 28, 2024

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 107975
OMAHA, NE
Past

August 25, 2023 - June 28, 2024

BRINKER CAPITAL SECURITIES, LLC

BD
CRD#: 38123
BERWYN, PA
Past

September 22, 2017 - January 25, 2023

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Denver, CO
Past

September 22, 2017 - January 25, 2023

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

January 5, 2016 - July 25, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

August 17, 2015 - September 20, 2017

MILLER HOWARD INVESTMENTS INC

RIA
CRD#: 105800
ISSAQUAH, WA
Past

May 27, 2015 - December 31, 2015

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

July 2, 2014 - September 16, 2014

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

BD
CRD#: 153322
PORTSMOUTH, NH
Past

February 5, 2014 - April 8, 2014

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
APPLETON, WI
Past

August 24, 2010 - April 8, 2014

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

September 5, 2007 - September 1, 2010

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO
Past

March 5, 2007 - August 20, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DENVER, CO
Past

September 10, 2003 - August 31, 2004

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

May 15, 2000 - February 9, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CORDA INVESTMENT MANAGEMENT, LLC
BARNES, BONNER, CASTLES | CORDA INVESTMENT MANAGEMENT, LLC | CORDA INVESTMENT MANAGEMENT LLC | CORDA INVESTMENT MANAGEMENT

CRD#: 108046 / SEC#: 801-57097

RIA
Registered Investment Advisory firm - (12/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/31/2026)
IAR
Texas
(3/31/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/15/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/3/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/9/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI
CORDA INVESTMENT MANAGEMENT, LLC
BARNES, BONNER, CASTLES | CORDA INVESTMENT MANAGEMENT, LLC | CORDA INVESTMENT MANAGEMENT LLC | CORDA INVESTMENT MANAGEMENT

CRD#: 108046 / SEC#: 801-57097

RIA
Registered Investment Advisory firm - (12/20/1999 Approved)
PREMIUM
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Contact information

Main Address
8955 Katy Freeway Suite 200, Houston, TX 77024-1626
Mailing Address
Phone number
(713) 439-0665
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CORDA INVESTMENT MANAGEMENT ADV BROCHURE (2/10/2026)

Regulatory assets under management

Total Number of Accounts3,099
AUM (Assets Under Management)$ 2,000,124,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORDA INVESTMENT MANAGEMENT, LLC

CRD#: 108046Broomfield, CO 80021

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