Andre V. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andre Vincent Russo was a registered financial professional .
Andre is a previously registered financial professional and started their career in finance in 1970. Andre had worked at 16 firms and has passed the Series 63, SIE, Series 55, Series 5, PC, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2010 - October 19, 2015
GILFORD SECURITIES INCORPORATED
March 28, 2001 - July 14, 2010
JESUP & LAMONT SECURITIES CORP
April 14, 1999 - April 16, 2001
SOUTHPORT SECURITIES, LLC
August 3, 1994 - July 22, 1998
CANTOR FITZGERALD & CO.
November 12, 1993 - August 2, 1994
THE NORTHSTAR GROUP, INC.
November 20, 1991 - November 24, 1993
CANTELLA & CO., INC.
January 10, 1991 - October 11, 1991
DOMINICK & DICKERMAN LLC
September 12, 1990 - December 18, 1990
ROBERT THOMAS SECURITIES, INC
May 7, 1984 - October 17, 1988
PERSHING LLC
April 12, 1977 - February 11, 1979
NATIXIS SECURITIES AMERICAS LLC
August 27, 1976 - June 1, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
July 30, 1974 - February 27, 1976
BACHE & CO., INCORPORATED
September 10, 1973 - July 26, 1975
CLARK DODGE
January 1, 1971 - September 28, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
December 28, 1970 - April 3, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/27/2000
Limited Representative-Equity Trader ExamSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 2/21/1978
AMEX Put and Call ExamSeries 000
Date: 12/28/1970
General Securities Principal ExaminationSeries 1
Date: 12/28/1970
Registered Representative ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
