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Michael Andrew Ceccoli

GOLDMAN SACHS WEALTH SERVICES, L.P.
TROY, MI
·CRD# 4077198·19 years experience

Professional Summary

Michael Andrew Ceccoli is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Troy, Michigan and GOLDMAN SACHS & CO. LLC located in Troy, Michigan. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 66, Series 3, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

GOLDMAN SACHS WEALTH SERVICES, L.P.·CRD# 106693
RIA
1301 W. Long Lake Road Suite 210, Troy, MI 48098
March 15, 2010 - Present
GOLDMAN SACHS & CO. LLC·CRD# 361
RIA
BD
1301 W. Long Lake Rd. Suite 360, Troy, MI 48098
January 4, 2021 - Present
MERCER ALLIED COMPANY, L.P.·CRD# 37404
BD
Troy, MI
October 31, 2007 - January 4, 2021

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Current Firm

GS
GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT

CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - SEC (12/9/1994 Approved)

Contact Information

Main Address

100 Coliseum Drive, Cohoes, NY 12047

Mailing Address

P.o. Box 15201, Albany, NY 12212

Phone Number

(518) 886-4000

# of Employees

1,923

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

36,184

AUM (Assets Under Management)

$31,688,347,042

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/25/2026Cover PageReport
10/24/2025Cover PageReport
09/25/2024Cover PageReport
11/17/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT

CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - SEC (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/4/2021)
RR
California
(1/4/2021)
RR
Colorado
(1/4/2021)
RR
Florida
(1/5/2021)
RR
Georgia
(1/4/2021)
RR
Hawaii
(1/4/2021)
RR
Illinois
(1/4/2021)
RR
Indiana
(1/4/2021)
RR
Kansas
(9/26/2023)
RR
Kentucky
(1/4/2021)
RR
Maryland
(1/4/2021)
RR
Massachusetts
(1/4/2021)
IAR
Michigan
(3/15/2010)
RR
Michigan
(1/4/2021)
RR
New Jersey
(1/4/2021)
RR
New York
(1/4/2021)
RR
North Carolina
(1/4/2021)
RR
Ohio
(1/4/2021)
RR
Oregon
(1/4/2021)
RR
Pennsylvania
(1/4/2021)
RR
South Carolina
(1/4/2021)
RR
Tennessee
(1/4/2021)
RR
Texas
(1/4/2021)
IAR
Texas
(1/31/2022)
RR
Washington
(1/4/2021)
RR
Wisconsin
(1/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2008About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2020About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam
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CRS (Client Relationship Summary) - RIA

Click below to view Michael Andrew Ceccoli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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