John A. Makris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Makris was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2018 - April 6, 2020
STOEVER GLASS WEALTH MANAGEMENT, INC.
November 16, 2018 - April 6, 2020
STOEVER, GLASS & COMPANY INC.
September 23, 2016 - December 1, 2018
CETERA ADVISORS LLC
September 20, 2016 - December 1, 2018
CETERA ADVISORS LLC
January 12, 2005 - October 3, 2016
INVESTORS CAPITAL CORP.
June 23, 2003 - December 31, 2004
EASTERN POINT ADVISORS INC.
June 19, 2003 - October 3, 2016
INVESTORS CAPITAL CORP.
February 8, 2001 - July 14, 2003
AVANTAX ADVISORY SERVICES
March 24, 2000 - June 19, 2003
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOEVER GLASS WEALTH MANAGEMENT, INC.
CRD#: 173091 / SEC#: 801-107810
Contact information
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 247,877,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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