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Mark Elliott Taylor

CRD# 4077014·Registered 2000 - 2007
Barred: Mark Elliott Taylor was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Mark Elliott Taylor was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2000 - 2007. Mark had worked at 1 firm and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.·CRD# 10194
BD
Jackson, MS
January 21, 2000 - September 24, 2007

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Current Firm

SF
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.

SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.

CRD#: 10194 / SEC#: 8-26476
BD
Terminated by SEC on 02/19/2010

Contact Information

Established

Mississippi since 05/15/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SOUTHERN FARM BUREAU LIFE INSURANCE COMPANYSTOCKHOLDER—
ANDERSON, RONALD ROYDIRECTOR1470514
CASTLE, GLEN ALLENVICE PRESIDENT/ASSISTANT SECRETARY4304918
DIERSCHKE, KENNETH WILLIAMDIRECTOR4404306
DUVALL, VINCENT MEARL SR.DIRECTOR5302189
FAVREAU, LAURENCE EDMONDPRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER1600412
GRAMLING, BEN MARTIN IIDIRECTOR3092675
HANEY, MARK EDWINDIRECTOR5114178
HARPER, JIM TONEYDIRECTOR5647388
HENDRICKS, JOHN CAMERONDIRECTOR5645021
HILLMAN, RICHARD EDWARDDIRECTOR5647339
HOBLICK, JOHN LAWRENCE SR.DIRECTOR5301615
LONG, GERALD WILTONDIRECTOR5647366
MAGEE, BILLY REGIONALDDIRECTOR5301986
MCCONNELL, PATRICIA DIANECHIEF COMPLIANCE OFFICER5391205
NEDBALEK, BOBBY ALVINDIRECTOR5302306
PRYOR, WAYNE FRANKLINDIRECTOR3207279
PURVIS, JOSEPH ALEXANDERGENERAL COUNSEL & SECRETARY4168436
ROTH, RAYMOND RICHARD JR.DIRECTOR4404337
SCHARER, EDWARD ALLENDIRECTOR5302225
VEACH, HARRY RANDALDIRECTOR4769187
WAIDE, DAVIDDIRECTOR3092691
WINKLES, DAVID MILTON JRDIRECTOR3092693
WOOTEN, LARRY BERNARDCHAIRMAN OF THE BOARD/DIRECTOR4168268
WRIGHT, JOHN MILTON JRDIRECTOR3092695

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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