Devika Kamboh

SOHUM FINANCIAL PLANNING

DURANGO, CO

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CRD#: 4077007

Professional summary

Devika Kamboh, CFP® is a registered financial advisor currently at SOHUM FINANCIAL PLANNING, LLC located in Durango, Colorado and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Devika is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Devika has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Agent. Pinnacle Group, MRW Financial Brokerage General Agency, and Crump General Agencies. Bailey, CO . Investment Related. 8/Hours Month. 3. Owner/CEO. Sohum Mountain Ranch LLC; 6651 CR 382 Chromo, Colorado. Non-Investment Related. 2/Hours Month. 4. Owner. NYC Rental Property. 630 1st Avenue Apt 34E, New York. Investment Related. 2/Hours Month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devika Kamboh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

November 5, 2021 - Present

SOHUM FINANCIAL PLANNING, LLC

RIA

CRD#: 316869

DURANGO, CO

Current

March 21, 2023 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

Charlotte, NC

Past

July 13, 2021 - July 21, 2021

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Pagosa Springs, CO

Past

July 13, 2021 - July 21, 2021

KOVACK SECURITIES INC.

CRD#: 44848

Pagosa Springs, CO

Past

October 18, 2019 - June 30, 2021

DMK ADVISOR GROUP, INC.

RIA

CRD#: 41067

Pagosa Springs, CO

Past

October 16, 2019 - June 30, 2021

DMK ADVISOR GROUP, INC.

CRD#: 41067

LUTZ, FL

Past

May 22, 2017 - May 17, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEW YORK, NY

Past

March 25, 2017 - May 17, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Past

November 19, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 19, 2001 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

NEW YORK, NY

Past

July 31, 2000 - November 5, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 9, 2000 - July 18, 2000

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(11/5/2021)

Colorado
(3/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SOHUM FINANCIAL PLANNING, LLC

CRD#: 316869 / SEC#:

Colorado

Registered Investment Advisory firm - (11/5/2021 Approved)

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Contact information

Main Address

Bailey, CO

Mailing Address

P.o. Box 888, Bailey, CO 80421

Phone number

(212) 725-3284

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 3,960,518

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Devika Kamboh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devika Kamboh's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

ESSEX NATIONAL SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2000

FINRA

Current Firm

SOHUM FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOHUM FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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