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Serina M. Shores

SVB WEALTH
New Albany, OH
·CRD# 4076684·27 years experience

Professional Summary

Serina M. Shores, who also goes by Serina Moro Koranteng, is a registered financial advisor currently at SVB WEALTH located in New Albany, Ohio and FIRST CITIZENS ASSET MANAGEMENT, INC located in New Albany, Ohio. Serina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Serina has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Serina Moro Koranteng

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

SVB WEALTH·CRD# 172832
RIA
1. New Albany, OH2. 4300 Six Forks Road, Raleigh, NC 27609
June 20, 2025 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC·CRD# 140777
RIA
1. New Albany, OH2. 4300 Six Forks Road, Raleigh, NC 27609
June 20, 2025 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.·CRD# 44430
RIA
BD
1. 4300 Six Forks Road, Raleigh, NC 276092. New Albany , OH
June 20, 2025 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.·CRD# 44430
RIA
BD
1. 4300 Six Forks Road, Raleigh, NC 276092. New Albany , OH
June 17, 2025 - Present
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
RIA
Columbus, OH
October 26, 2022 - June 9, 2025
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Columbus, OH
August 28, 2014 - June 9, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Columbus, OH
October 1, 2012 - August 21, 2014
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Columbus, OH
May 2, 2009 - October 1, 2012
WAMU INVESTMENTS, INC.·CRD# 599
BD
Irvine, CA
June 20, 2000 - May 2, 2009
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 26, 1999 - June 15, 2000

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Current Firm

SW
SVB WEALTH

BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | FIRST CITIZENS WEALTH | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE

CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - SEC (10/2/2014 Approved)

Contact Information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone Number

(617) 912-4485

# of Employees

73

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,623

AUM (Assets Under Management)

$3,095,230,922

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/29/2026Cover PageReport
02/21/2025Cover PageReport
09/20/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NATIONAL CENTER FOR WOMEN & INFORMATION TECHNOLOGY 1111 ENGINEERING DRIVE ECCE-1B-36 BOULDER CO 80309 POSITION: Regional Affiliate Coordinator NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2014 ADDRESS: NCWIT - University of Colorado, 417 UCB, Boulder CO 80309, United States DESCRIPTION: NCWIT Aspirations in Computing is a talent development pipeline initiative of the National Center for Women & Information Technology (NCWIT). This program is designed to increase female participation in technology careers by providing encouragement, visibility, community, leadership opportunities, scholarships, and internships to high-potential, technically inclined young women. Since 2007, NCWIT has inducted more than 2,200 young women into the Aspirations in Computing community and helped usher them into careers in technology. Find out more: www.aspirations.org or aspirations@ncwit.org. NCWIT Aspirations in Computing provides structured, long-term engagement and support for young women in technology, from middle school through high school and from college into the workforce. NCWIT Aspirations in Computing includes the following programs: Award for Aspirations in Computing Aspirations in Computing community AspireIT, a middle school outreach program Aspirations in Computing Educator Award SVB Wealth, 53 State Street 28th Floor, Boston, MA 02109; SVBW is an affiliated IA Firm. As the Compliance Director duties are overseeing the broker dealer and RIA businesses including SVB Wealth. FCAM; 8540 Colonnade Center Drive, Raleigh, NC 27615. FCAM is an affiliated IA Firm. As the Compliance Director duties are overseeing the broker dealer and RIA businesses including SVB Wealth. Maryhaven; 1791 Alum Creek Columbus, OH 43207. Maryhaven is a non-profit rehabilitation organization in Ohio that offers treatments ad care for drug, alcohol and gambling addictions. I am a board member for Maryhaven- Ohio. As a board member, my responsibilities include providing strategic guidance, ensuring fiscal oversight, supporting fundraising efforts, upholding governance practices, and using my expertise and network to advance Maryhaven's impact in the community. Position began 2/28/2024.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH

BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | FIRST CITIZENS WEALTH | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE

CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - SEC (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(6/17/2025)
IAR
Ohio
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1999About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Serina M. Shores's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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