ML
Moira C. Lowe
SAYBRUS EQUITY SERVICES
Hartford, CT 06102
Some features on this profile are disabled
CRD#: 4076427
ML
Professional summary
Moira Cronan Lowe, who also goes by Moira Elizabeth Cronan, Moira Elizabeth Lowe, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Hartford, Connecticut.
Moira is registered as a RR (Registered Representative) and started their career in finance in 1999. Moira has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Moira Elizabeth Cronan | Moira Elizabeth Lowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Moira Cronan Lowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2010 - Present
SAYBRUS EQUITY SERVICES, LLC
Office #1: One American Row, Hartford, CT 06102Office #2: One American Row, Hartford, CT 06102-5056BD
CRD#: 153319
Hartford, CT
Past
September 24, 2009 - September 16, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
BD
CRD#: 38383
HARTFORD, CT
Past
August 25, 2005 - May 18, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
June 24, 2004 - July 1, 2005
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
HARTFORD, CT
Past
January 9, 2004 - July 1, 2005
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
April 9, 2002 - December 17, 2003
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
June 1, 2000 - July 10, 2002
PHOENIXLINK INVESTMENTS INC.
BD
CRD#: 37272
EAST HARTFORD, CT
Past
December 14, 1999 - December 17, 2003
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2012)
RR
Alaska(5/1/2012)
RR
Arizona(5/1/2012)
RR
Arkansas(9/16/2010)
RR
California(5/1/2012)
RR
Colorado(5/1/2012)
RR
Connecticut(8/16/2010)
RR
Delaware(5/1/2012)
RR
District of Columbia(5/1/2012)
RR
Florida(8/19/2010)
RR
Georgia(5/1/2012)
RR
Hawaii(5/1/2012)
RR
Idaho(5/1/2012)
RR
Illinois(5/1/2012)
RR
Indiana(9/13/2010)
RR
Iowa(5/1/2012)
RR
Kansas(5/1/2012)
RR
Kentucky(5/1/2012)
RR
Louisiana(5/1/2012)
RR
Maine(5/1/2012)
RR
Maryland(5/1/2012)
RR
Massachusetts(5/1/2012)
RR
Michigan(5/1/2012)
RR
Minnesota(5/1/2012)
RR
Mississippi(5/1/2012)
RR
Missouri(5/1/2012)
RR
Montana(5/1/2012)
RR
Nebraska(12/12/2012)
RR
Nevada(8/20/2010)
RR
New Hampshire(5/1/2012)
RR
New Jersey(5/1/2012)
RR
New Mexico(5/1/2012)
RR
New York(5/1/2012)
RR
North Carolina(12/13/2012)
RR
North Dakota(5/1/2012)
RR
Ohio(9/2/2010)
RR
Oklahoma(5/1/2012)
RR
Oregon(8/19/2010)
RR
Pennsylvania(9/8/2010)
RR
Puerto Rico(5/1/2012)
RR
Rhode Island(5/1/2012)
RR
South Carolina(5/1/2012)
RR
South Dakota(5/1/2012)
RR
Texas(5/1/2012)
RR
Utah(12/12/2012)
RR
Vermont(5/1/2012)
RR
Virginia(8/25/2010)
RR
Washington(5/1/2012)
RR
West Virginia(12/12/2012)
RR
Wisconsin(5/1/2012)
RR
Wyoming(5/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SE
SAYBRUS EQUITY SERVICES, LLC
SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One American Row, Hartford, CT 06102-5056
Mailing Address
P.o. Box 5056, Hartford, CT 06102-5056
Phone number
(860) 403-3100
Established
Delaware since 10/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
