Vincent E. Gahren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Edward Gahren, who also goes by VIncent E Gahren, Vincent Edward Gahren II, Vincent Edward Gahren Jr, Vincent Gahren, Vincent Edward Gahren Ii, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1999. Vincent had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2012 - December 31, 2021
TRINITY ASSET PARTNERS, LLC
April 26, 2012 - August 22, 2012
MSI FINANCIAL SERVICES, INC.
April 26, 2012 - August 22, 2012
MSI FINANCIAL SERVICES, INC.
December 15, 2011 - April 23, 2012
OSAIC FS, INC.
December 6, 2011 - April 23, 2012
OSAIC FS, INC.
April 26, 2010 - September 30, 2011
MML INVESTORS SERVICES, LLC
April 7, 2010 - September 30, 2011
MML INVESTORS SERVICES, LLC
April 6, 2009 - February 4, 2010
WADDELL & REED
April 1, 2009 - February 4, 2010
WADDELL & REED
December 4, 2007 - August 29, 2008
VOYA FINANCIAL ADVISORS, INC.
June 7, 2006 - November 30, 2007
VOYA FINANCIAL ADVISORS, INC.
April 12, 2006 - August 29, 2008
VOYA FINANCIAL ADVISORS, INC.
June 16, 2003 - September 9, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 22, 2003 - September 9, 2005
IDS LIFE INSURANCE COMPANY
April 22, 2003 - September 9, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
April 5, 2001 - January 28, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 15, 1999 - March 20, 2001
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRINITY ASSET PARTNERS, LLC
CRD#: 166360 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
