Harry L. Russell

RUSSELL CAPITAL MANAGEMENT

LEXINGTON, KY 40507

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CRD#: 407566

Professional summary

Harry Leslie Russell JR, who also goes by Jack Russell, is a registered financial advisor currently at RUSSELL CAPITAL MANAGEMENT, LLC located in Lexington, Kentucky.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Harry has worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 000, Series 1, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RUSSELL AIR, LLC; LEXINGTON, KY; 2013-2019; MANAGING PARTNER/SOLE OWNER; RENTING AND MAINTENANCE OF CIRRUS SR20; COMPENSATION: DISTRIBUTIONS. 2) 350 WALKER CUP, KIAWAH ISLAND, SC; SINCE 01/2004; MANAGING MEMBER; RENTAL OF PROPERTY AND MANAGEMENT; 0% OF TIME SPENT; COMPENSATION: DISTRIBUTIONS. 3)RUSSELL BUILDING, LLC; LEXINGTON, KY; SINCE 01/01/2001; RENTAL PROPERTY MANAGER; 0% OF TIME SPENT; COMPENSATION: DISTRIBUTION.;4) RUSSELL CAPITAL MANAGEMENT LLC, LEXINGTON, KY; SINCE 01/01/1991; PARTNER; 100% OF TIME SPENT; COMPENSATION: DISTRIBUTION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Leslie Russell JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 1992 - Present

RUSSELL CAPITAL MANAGEMENT, LLC

Office #1: 476 East High St Suite 100, Lexington, KY 40507

RIA

CRD#: 109513

LEXINGTON, KY

Past

August 22, 2006 - August 20, 2018

APW CAPITAL, INC.

CRD#: 43814

LEXINGTON, KY

Past

September 12, 2001 - September 30, 2005

WINEBRENNER CAPITAL PARTNERS, LLC

CRD#: 48027

LOUISVILLE, KY

Past

October 10, 1991 - December 7, 2001

FINANCIAL ASSET MANAGEMENT, INC.

CRD#: 18514

COLUMBUS, OH

Past

November 19, 1990 - October 21, 1991

LEXINGTON INVESTMENT COMPANY, INC.

CRD#: 27393

LEXINGTON, KY

Past

June 4, 1986 - November 20, 1990

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

June 21, 1979 - November 14, 1980

TOWER INVESTMENT MANAGEMENT, INC.

CRD#: 7617

Past

December 3, 1969 - June 7, 1980

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

Past

September 19, 1968 - June 14, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RUSSELL CAPITAL MANAGEMENT, LLC

RUSSELL CAPITAL INSURANCE | VERDANT INVESTMENTS | RUSSELL CAPITAL MANAGEMENT, LLC | RUSSELL CAPITAL MANAGEMENT INC

CRD#: 109513 / SEC#: 801-56914

RIA

Registered Investment Advisory firm - (10/15/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(8/10/1992)

IAR

Texas
(5/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 000

Date: 9/19/1968

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 9/19/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/3/1980

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/1980

General Securities Principal Examination

Current Firm

RUSSELL CAPITAL MANAGEMENT, LLC

RUSSELL CAPITAL INSURANCE | VERDANT INVESTMENTS | RUSSELL CAPITAL MANAGEMENT, LLC | RUSSELL CAPITAL MANAGEMENT INC

CRD#: 109513 / SEC#: 801-56914

RIA

Registered Investment Advisory firm - (10/15/1999 Approved)

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Contact information

Main Address

476 E High St, Lexington, KY 40507

Mailing Address

Phone number

(859) 254-5225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RCM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 251,483,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Harry L. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Leslie Russell JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

WINEBRENNER CAPITAL PARTNERS, LLC

FINANCIAL ASSET MANAGEMENT, INC.

LEXINGTON INVESTMENT COMPANY, INC.

J.C. BRADFORD & CO.

TOWER INVESTMENT MANAGEMENT, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

RUSSELL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1981

SIE

Date: 8/20/2018

Series 5

Date: 12/11/1982

Series 000

Date: 9/19/1968

Series 1

Date: 9/19/1968

Series 4

Date: 11/3/1980

Series 24

Date: 7/18/1980

Current Firm

RUSSELL CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RUSSELL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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