BM
Brian K. Mcguire
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
Tulsa, OK 74135
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CRD#: 4075621
BM
Professional summary
Brian Keith Mcguire, who also goes by Brian K Mc Guire, Brian K Mcguire, is a registered financial advisor currently at ROBERT STEPHEN CAPITAL MANAGEMENT LLC located in Tulsa, Oklahoma.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian K Mc Guire | Brian K Mcguire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.THE REAL ESTATE AND TRADING CO INTERNATIONAL INC;NON-INVESTMENT RELATED,9825 SHADOWLAKE LANE, CLAREMORE OK 74017; COMMERCIAL REAL ESTATE ADVISEMENT; OWNER/PRESIDENT; 2/93 UNTIL PRESENT; CURRENTLY NO TIME DEVOTED TO IT.0 HRS/MO:0 HRS DURING TRADING
2. MCGUIRE WEALTH ADVISORS; NON-INVESTMENT RELATED; 9825 SHADOWLAKE LANE, CLAREMORE, OK 74017; FINANCIAL SERVICES; OWNER; STARTED 03/01/2013; DEVOTES WHATEVER TIME NECESSARY FOR THE SUPPORT OF HIS CLIENTS NEEDS.
3. STREETER, MOORE & STIPE, LLC; INVESTMENT RELATED; LOCATED AT 4111 S. DARLINGTON, SUITE 120, TULSA, OK 74135; INVESTMENT ADVISORY; REGISTRERED INVESTMENT ADVISOR; 03/31/2014; 40 HRS PER WEEK DEDICATED DURING TRADING HOURS EACH MONTH.
4. Robert Stephen Capital Management; INVESTMENT RELATED; LOCATED AT 4111 S. DARLINGTON, SUITE 120, TULSA, OK 74135; Devotes whatever time is necessary to service his financial services/insurance business. dBA of SMS
5. Classic Conversations, non-investment related; Provides tutoring around 3 hours per week during trading hours. Started 8/2016
CRS (Client Relationship Summary) - RIA
Click below to view Brian Keith Mcguire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2014 - Present
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
Office #1: 4111 S. Darlington Suite 120, Tulsa, OK 74135RIA
CRD#: 118588
Tulsa, OK
Past
April 1, 2014 - October 8, 2020
FSIC
BD
CRD#: 37813
TULSA, OK
Past
October 1, 2009 - April 1, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
TULSA, OK
Past
September 30, 2009 - April 1, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
TULSA, OK
Past
April 26, 2002 - September 30, 2009
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
CLAREMORE, OK
Past
April 24, 2002 - September 30, 2009
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CLAREMORE, OK
Past
January 2, 2000 - March 21, 2001
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
DBA: ROBERT STEPHEN CAPITAL MANAGEMENT | STREETER MOORE & STIPE LLC | SMS FINANCIAL & INVESTMENT MANAGEMENT | ROBERT STEPHEN CAPITAL MANAGEMENT LLC | DBA: WEALTH MANAGEMENT SOLUTIONS
CRD#: 118588 / SEC#: 801-68644
RIA
Registered Investment Advisory firm - (1/7/2008 Approved)Oklahoma
Registered Investment Advisory firm - (1/7/2008 Terminated)Texas
Registered Investment Advisory firm - (12/31/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(4/1/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RS
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
DBA: ROBERT STEPHEN CAPITAL MANAGEMENT | STREETER MOORE & STIPE LLC | SMS FINANCIAL & INVESTMENT MANAGEMENT | ROBERT STEPHEN CAPITAL MANAGEMENT LLC | DBA: WEALTH MANAGEMENT SOLUTIONS
CRD#: 118588 / SEC#: 801-68644
RIA
Registered Investment Advisory firm - (1/7/2008 Approved)Oklahoma
Registered Investment Advisory firm - (1/7/2008 Terminated)Texas
Registered Investment Advisory firm - (12/31/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4111 S. Darlington Suite 120, Tulsa, OK 74135
Mailing Address
Phone number
(918) 481-6262
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 471 |
| AUM (Assets Under Management) | $ 193,461,626 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT STEPHEN CAPITAL MANAGEMENT LLC
CRD#: 118588Tulsa, OK 74135TRUST BUT VERIFY
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