Daniel J. Connolly

COVENANT ASSET MANAGEMENT

WARREN, NJ 07059

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CRD#: 4075390

Professional summary

Daniel Jude Connolly is a registered financial advisor currently at COVENANT ASSET MANAGEMENT, LLC located in Warren, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX PREPARATION AND ACCOUNTING SERVICES-31P MOUNTAIN BLVD,WARREN NJ 07059--OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jude Connolly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2013 - Present

COVENANT ASSET MANAGEMENT, LLC

Office #1: 31 Mountain Blvd. Building P, Warren, NJ 07059

RIA

CRD#: 108567

WARREN, NJ

Past

February 20, 2009 - July 24, 2013

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

April 23, 2003 - January 23, 2009

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

WARREN, NJ

Past

February 26, 2001 - January 30, 2003

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

January 2, 2000 - February 2, 2001

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COVENANT ASSET MANAGEMENT, LLC

COVENANT ASSET MANAGEMENT, LLC | COVENANT CAPITAL MANAGEMENT LLC

CRD#: 108567 / SEC#: 801-56296

RIA

Registered Investment Advisory firm - (3/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/13/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/27/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COVENANT ASSET MANAGEMENT, LLC

COVENANT ASSET MANAGEMENT, LLC | COVENANT CAPITAL MANAGEMENT LLC

CRD#: 108567 / SEC#: 801-56296

RIA

Registered Investment Advisory firm - (3/18/1999 Approved)

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Contact information

Main Address

125 Maple Avenue, Chester, NJ 07930

Mailing Address

Phone number

(908) 879-4090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COVENANT ASSET MANAGEMENT ADV PART 2 BROCHURE (4/9/2025)

Regulatory assets under management

Total Number of Accounts	623
AUM (Assets Under Management)	$ 624,321,411

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jude Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

COVENANT ASSET MANAGEMENT, LLC

PARK AVENUE SECURITIES LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

COVENANT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 8/13/2004

Series 6

Date: 12/27/1999

Current Firm

COVENANT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COVENANT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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