Marco A. Collazos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Alejandro Collazos, who also goes by Marco A Collazos, Marco A. Collazos, was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 2000. Marco had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - April 29, 2013
EFG CAPITAL ADVISORS LLC
March 3, 2011 - April 29, 2013
EFG CAPITAL INTERNATIONAL
July 21, 2010 - February 22, 2011
BULLTICK INVESTMENTS, LLC
July 22, 2002 - July 31, 2002
WORLDCO, L.L.C.
May 18, 2000 - August 2, 2000
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EFG CAPITAL ADVISORS LLC
CRD#: 145208 / SEC#: 801-68609
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
