David B. Clarken

FWI WEALTH MANAGEMENT LLC

Atlanta, GA 30308

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CRD#: 4075006

Professional summary

David Benjamin Clarken, CFP® is a registered financial advisor currently at FWI WEALTH MANAGEMENT LLC located in Atlanta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 7 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Tax Planning

Retirement Planning

Do you have an area of expertise or specialization?

Corporate Executives

Entrepreneurs

Financial Psychology/Coaching

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Women's Financial Planning Iss...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Benjamin Clarken's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

March 6, 2014 - Present

FWI WEALTH MANAGEMENT LLC

Office #1: 741 Monroe Drive Ne, Atlanta, GA 30308

RIA

CRD#: 168903

Atlanta, GA

Past

January 6, 2014 - January 24, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ATLANTA, GA

Past

January 6, 2014 - January 24, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ATLANTA, GA

Past

March 27, 2013 - March 25, 2014

CREATIVE PLANNING

RIA

CRD#: 105348

ATLANTA, GA

Past

February 14, 2011 - April 3, 2013

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

ATLANTA, GA

Past

February 8, 2011 - April 3, 2013

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ATLANTA, GA

Past

October 18, 2010 - January 7, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ATLANTA, GA

Past

September 29, 2010 - January 7, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

ATLANTA, GA

Past

February 6, 2003 - April 17, 2006

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

August 7, 2000 - April 17, 2006

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/2010

General Securities Representative Examination

Current Firm

FWI WEALTH MANAGEMENT LLC

FWI WEALTH MANAGEMENT LLC | MCDUFFIE FAMILY WEALTH MANAGEMENT, LLC

CRD#: 168903 / SEC#:

Georgia

Registered Investment Advisory firm - (9/3/2013 Approved)

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Contact information

Main Address

1 Glenlake Parkway Ne Suite 650, Sandy Springs, GA 30328

Mailing Address

Phone number

(404) 788-1582

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 53,677,691

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

David B. Clarken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Benjamin Clarken's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CREATIVE PLANNING

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2010

Series 7

Date: 9/28/2010

Current Firm

FWI WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FWI WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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