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AF

Arnold E. Freedman

OUTCOME CAPITAL
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 4074954
AF

Professional summary


Arnold Eliot Freedman is a registered financial professional currently at OUTCOME CAPITAL, LLC located in Boston, Massachusetts.

Arnold is registered as a RR (Registered Representative) and started their career in finance in 2000. Arnold has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Arnold Eliot Freedman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 22, 2012 - Present

OUTCOME CAPITAL, LLC

Office #1: 99 High Street Suite 2900, Boston, MA 02110Office #2: 20 Custom House St. Suite 1200, Boston, MA 02110
BD
CRD#: 100960
BOSTON, MA
Past

March 10, 2000 - July 30, 2012

BOSTON EQUITY ADVISORS, LLC

BD
CRD#: 103300
CANTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/17/2012)
RR
Colorado
(12/8/2022)
RR
Connecticut
(12/22/2022)
RR
Delaware
(9/17/2012)
RR
Florida
(10/7/2021)
RR
Illinois
(8/30/2022)
RR
Maryland
(10/7/2021)
RR
Massachusetts
(9/12/2012)
RR
New York
(10/1/2012)
RR
Rhode Island
(3/16/2022)
RR
Texas
(5/6/2022)
RR
Virginia
(9/17/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 1/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OC
OUTCOME CAPITAL, LLC
OUTCOME CAPITAL, LLC | WWC SECURITIES, LLC | WALLACE WILLMORE CROMWELL SECURITIES, LLC

CRD#: 100960 / SEC#: , 8-52060

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
20 Custom House 12th Floor, Boston, MA 02110
Mailing Address
20 Custom House 12th Floor, Boston, MA 02110
Phone number
(617) 431-2278
Established
Massachusetts since 11/02/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OUTCOME CAPITAL HOLDING, LLCOWNER
FREEDMAN, ARNOLD ELIOTCEO4074954
HAUSLER, DAVID PATRICKFINOP / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER4192872

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OUTCOME CAPITAL, LLC

CRD#: 100960Boston, MA 02110

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