Daniel J. Cabrera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Jesus Cabrera was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2000. Daniel had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2019 - June 1, 2021
OCEAN FINANCIAL ADVISORS LLC
April 24, 2018 - June 1, 2021
OCEAN FINANCIAL SERVICES, LLC
August 17, 2016 - April 20, 2018
EFG CAPITAL ADVISORS INC.
September 29, 2010 - November 6, 2014
EFG CAPITAL ADVISORS LLC
August 26, 2010 - April 20, 2018
EFG CAPITAL INTERNATIONAL
September 20, 2005 - August 25, 2010
TRUIST INVESTMENT SERVICES, INC.
January 4, 2000 - August 25, 2010
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OCEAN FINANCIAL ADVISORS LLC
CRD#: 291950 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 8,483,795 |
Red Flags
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