Regina L. Middaugh
Professional summary
Regina Lynn Middaugh, who also goes by Regina Lynn Shrewsbury, is a registered financial professional currently at NELSON SECURITIES,INC. located in Spokane, Washington.
Regina is registered as a RR (Registered Representative) and started their career in finance in 2000. Regina has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Regina Lynn Middaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2000 - Present
NELSON SECURITIES,INC.
Office #1: 9718 N Morton Ct, Spokane, WA 99218Primary Firm SEC Registration
NELSON SECURITIES,INC.
CRD#: 14377 / SEC#: 801-41346, 8-30576
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2002)
Exams
FINRA
Current Firm
NELSON SECURITIES,INC.
CRD#: 14377 / SEC#: 801-41346, 8-30576
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,026 |
| AUM (Assets Under Management) | $ 271,967,129 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NELSON SECURITIES,INC.
CRD#: 14377Spokane, WA 99218TRUST BUT VERIFY
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