Mark C. Packett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Carroll Packett was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1999. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2021 - March 8, 2024
J.W. COLE FINANCIAL, INC.
October 26, 2016 - July 28, 2021
THE LEADERS GROUP, INC.
March 11, 2014 - October 27, 2016
FIRST HEARTLAND CAPITAL, INC.
May 22, 2013 - March 11, 2014
CENTERRE CAPITAL LLC
December 7, 1999 - December 31, 2009
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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