Mark S. Rushwald
Professional summary
Mark Steven Rushwald, CFP® is a registered financial advisor currently at RUSHWALD, MARK STEVEN located in Wilmington, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Mark has worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Steven Rushwald's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1983
Experience
October 27, 2004 - Present
RUSHWALD, MARK STEVEN
January 5, 2005 - July 3, 2017
COMMONWEALTH FINANCIAL NETWORK
March 13, 1996 - July 3, 2017
COMMONWEALTH FINANCIAL NETWORK
January 4, 1988 - March 4, 1996
INVESTACORP, INC.
November 8, 1982 - February 6, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 21, 1977 - April 5, 1978
TRANSAMERICA FINANCIAL ADVISORS, INC.
November 7, 1973 - February 19, 1977
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/9/2013)
(10/27/2004)
(8/31/2021)
Exams
Series 1
Date: 11/1/1973
Registered Representative ExaminationCurrent Firm
RUSHWALD, MARK STEVEN
CRD#: 125205 / SEC#: 801-68883
Contact information
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 50,050,000 |
Red Flags
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