Jennie Dunaway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennie Dunaway, who also goes by Jennie Dunaway Chambers Mrs., Jennie Dunaway Morris Mrs., was a registered financial professional .
Jennie is a previously registered financial professional and started their career in finance in 2000. Jennie had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2013 - July 13, 2015
WFG ADVISORS, LP
March 20, 2013 - July 13, 2015
WFG INVESTMENTS, INC.
September 14, 2011 - April 5, 2013
MORGAN STANLEY
September 14, 2011 - April 5, 2013
MORGAN STANLEY
January 16, 2008 - August 17, 2011
DEUTSCHE BANK SECURITIES INC.
June 27, 2007 - August 17, 2011
DEUTSCHE BANK SECURITIES INC.
September 24, 2004 - June 4, 2007
VCA SECURITIES, LP
January 13, 2001 - June 3, 2004
DEUTSCHE BANK SECURITIES INC.
May 10, 2000 - January 13, 2001
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
