Kitty L. Huang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kitty L Huang was a registered financial professional .
Kitty is a previously registered financial professional and started their career in finance in 2000. Kitty had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2019 - March 18, 2020
ALPHA SOLUTIONS INVESTMENT ADVISORS
June 11, 2012 - January 4, 2019
CHARLES SCHWAB & CO., INC.
June 8, 2012 - January 4, 2019
CHARLES SCHWAB & CO., INC.
November 13, 2001 - May 22, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 2001 - May 22, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2000 - October 22, 2001
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
ALPHA SOLUTIONS INVESTMENT ADVISORS
CRD#: 156541 / SEC#: 801-124857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHA SOLUTIONS INVESTMENT ADVISORS
CRD#: 156541 / SEC#: 801-124857
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 600 |
| AUM (Assets Under Management) | $ 363,909,382 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
