Cecilia K. Blackshear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecilia Kim Blackshear, who also goes by Cece Blackshear, Cecilia Kim Brown, was a registered financial professional .
Cecilia is a previously registered financial professional and started their career in finance in 2005. Cecilia had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2016 - January 24, 2017
RETIREONE INVESTMENT SERVICES, LLC
January 27, 2015 - January 24, 2017
EDELMAN FINANCIAL SERVICES, LLC
December 14, 2005 - April 22, 2016
SANDERS MORRIS LLC
September 19, 2005 - January 23, 2006
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923 / SEC#: , 8-69640
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
