OO

Oliver C. O'connell

ZL ZENITHAR (USA)
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 4073952
OO

Professional summary


Oliver Casey O'connell, who also goes by Casey O'connell, Oliver C. O'connell, Oliver C Oconnell, Oliver Casey Oconnell, is a registered financial professional currently at ZL ZENITHAR (USA) located in New York, New York.

Oliver is registered as a RR (Registered Representative) and started their career in finance in 2007. Oliver has worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Casey O'connell | Oliver C. O'connell | Oliver C Oconnell | Oliver Casey Oconnell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Oliver Casey O'connell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 14, 2025 - Present

ZL ZENITHAR (USA)

Office #1: 1330 Avenue Of The Americas 23rd Floor, New York, NY 10019
BD
CRD#: 321941
NEW YORK, NY
Past

May 31, 2024 - September 15, 2025

FIRST DOMINION CAPITAL CORP.

BD
CRD#: 16330
RICHMOND, VA
Past

February 6, 2023 - May 21, 2024

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

June 15, 2021 - February 10, 2023

MIT ASSOCIATES, LLC

BD
CRD#: 121171
Phoenix, AZ
Past

April 13, 2020 - July 14, 2021

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
Paradise Valley, AZ
Past

January 26, 2016 - February 26, 2020

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

February 18, 2009 - January 19, 2016

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

February 8, 2007 - December 15, 2008

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/8/2025)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/25/2020
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ZZ
ZL ZENITHAR (USA)
ZL ZENITHAR (USA) | ZL ZENITHAR (USA) LLC

CRD#: 321941 / SEC#: , 8-70949

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1330 Avenue Of The Americas 23rd Floor, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas 23rd Floor, New York, NY 10019
Phone number
(203) 612-0501
Established
Delaware since 06/04/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ZENITHAR LTD.MEMBER
ADAMINI, GARTH VICTORCEO3023083
ARORA, VRINDAFINOP/PFO/POO7784034
GIBBONS, GERALD MATTHEWCHIEF COMPLIANCE OFFICER2447903

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZL ZENITHAR (USA)

CRD#: 321941New York, NY 10019

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