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MD

Michael J. Digioia

Some features on this profile are disabled
CRD#: 4073951
MD

Professional summary

Michael Joseph Digioia was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael Joseph Digioia, who also goes by Michael Joseph Di Gioia, Michael Di Gioia, Mike Joseph Di Gioia, Mike Ross, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Joseph Di Gioia | Michael Di Gioia | Mike Joseph Di Gioia | Mike Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 17, 2020 - July 5, 2022

LAMPOST CAPITAL, L.C.

BD
CRD#: 43706
BOCA RATON, FL
Past

March 28, 2018 - January 2, 2019

ARIVE CAPITAL MARKETS

BD
CRD#: 8060
Bay Ridge, NY
Past

November 28, 2016 - March 26, 2018

VISION BROKERAGE SERVICES, LLC

BD
CRD#: 47927
STAMFORD, CT
Past

June 26, 2015 - October 24, 2016

ROTHSCHILD LIEBERMAN LLC

BD
CRD#: 10030
NEW YORK, NY
Past

October 2, 2014 - December 15, 2015

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

January 14, 2013 - August 8, 2014

QUASAR TRADING, LLC

BD
CRD#: 151974
SAN JUAN, PR
Past

February 18, 2010 - February 1, 2013

LEGEND TRADING, LLC

BD
CRD#: 150567
NEW YORK, NY
Past

March 21, 2007 - December 31, 2013

LEGEND SECURITIES, INC.

BD
CRD#: 44952
STATEN ISLAND, NY
Past

March 24, 2006 - March 23, 2007

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
STATEN ISLAND, NY
Past

August 16, 2001 - May 27, 2005

MASTERTRADER.COM

BD
CRD#: 47883
WHITE PLAINS, NY
Past

August 4, 2000 - August 21, 2001

TERRA NOVA FINANCIAL, LLC

BD
CRD#: 37761
NEW YORK, NY
Past

January 10, 2000 - July 18, 2000

EDGETRADE LLC

BD
CRD#: 42071
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/16/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 6/5/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/6/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/26/2001
General Securities Principal Examination

Current Firm

LC
LAMPOST CAPITAL, L.C.
LAMPOST CAPITAL, L.C.

CRD#: 43706 / SEC#: , 8-50382

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1900 Glades Road Suite 205, Boca Raton, FL 33431
Mailing Address
1900 Glades Rd Suite 205, Boca Raton, FL 33431
Phone number
(561) 883-0454
Established
Florida since 07/16/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021NON-VOTING OWNER
MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021NON-VOTING OWNER
POLLACK, GREGG ALLANCCO2653630
MEADE, MICHAEL SPENCERPRESIDENT / FINOP/COMPLIANCE OFFICIAL/ TRUSTEE, MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST1738234
MEADE, MINDY JANATRUSTEE, MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST7446069

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAMPOST CAPITAL, L.C.

CRD#: 43706

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