Radames D. Sanchez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Radames Daniel Sanchez, who also goes by Rudy Sanchez, was a registered financial professional .
Radames is a previously registered financial professional and started their career in finance in 2000. Radames had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 25, Series 55, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2020 - September 13, 2023
TORINO CAPITAL LLC
August 28, 2017 - February 3, 2020
DALMORE GROUP LLC
December 3, 2012 - May 16, 2013
FOREFRONT CAPITAL MARKETS LLC
March 3, 2010 - October 22, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
July 15, 2009 - January 21, 2010
LATAM INVESTMENTS, LLC
May 1, 2002 - March 13, 2009
WESTMINSTER SECURITIES CORPORATION
October 5, 2001 - January 5, 2002
LAIDLAW GLOBAL SECURITIES, INC.
May 1, 2000 - October 11, 2001
GLOBESHARE, INC.
February 8, 2000 - May 18, 2000
LAIDLAW GLOBAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 25
Date: 5/10/2005
NYSE Trading Assistant ExaminationSeries 55
Date: 4/29/2003
Limited Representative-Equity Trader ExamCurrent Firm
TORINO CAPITAL LLC
CRD#: 157525 / SEC#: , 8-68855
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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