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Edward Jay Larkin

D.H. HILL ADVISORS
York, NE
·CRD# 4073589·27 years experience

Professional Summary

Edward Jay Larkin is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in York, Nebraska and D.H. HILL SECURITIES, LLLP located in York, Nebraska. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

D.H. HILL ADVISORS, INC.·CRD# 116324
RIA
208 E. 5th, York, NE 68467
January 19, 2022 - Present
D.H. HILL SECURITIES, LLLP·CRD# 41528
BD
208 E. 5th, York, NE 68467
February 12, 2016 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
York, NE
February 28, 2014 - February 22, 2016
SII INVESTMENTS, INC.·CRD# 2225
BD
York, NE
August 28, 2007 - March 3, 2014
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
York, NE
January 1, 2004 - September 5, 2007
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
August 16, 2001 - January 1, 2004
WORLD SECURITIES, INC.·CRD# 39431
BD
Joplin, MO
November 22, 1999 - August 9, 2001

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Current Firm

DH
D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - SEC (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (5/20/2019 Terminated)
California
Registered Investment Advisory firm - California (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - Florida (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - New York (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - Washington (5/27/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1543 Green Oak Place Suite 200, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 200, Kingwood, TX 77339

Phone Number

(832) 644-1852

# of Employees

19

SEC notice filing (29 States and Territories)

Registered to provide investment advisory services in 29 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

938

AUM (Assets Under Management)

$226,395,564

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Larkin Insurance Agency; Investment related; 208 E. 5th York, NE 68467;Insurance Sales; Agent; Sole Proprietor; Start date 1991; 35 Hours per Month, 12 per month during trading hours; Sales of Life Insurance 2.)Larkin Farms; Not Investment related; 1204 Rd 22, Benedict, NE 68316; Farming; Employee; Start Date 1981; Varies- As needed; Seasonal help with family farm as needed. 3.) D.H. Hill Securities, LLLP, 208 E. 5th York, NE 68467; Commission based securities sales; Registered Representative; investment related; Start date 1/2016; approx 100 hrs per month and during trading 4.) D.H. Hill Advisors, Inc., 208 E. 5th York, NE 68467; Advisory services; Investment Advisor Representative; investment related; Start date 8/2021; approx 100 hrs per month and during trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203
RIA
Registered Investment Advisory firm - SEC (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (5/20/2019 Terminated)
California
Registered Investment Advisory firm - California (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - Florida (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - Iowa (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - Kansas (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - Kentucky (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - New Mexico (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - New York (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - Rhode Island (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - Washington (5/27/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(8/19/2026)
RR
Nebraska
(2/12/2016)
IAR
Nebraska
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2022About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed May 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1999About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Edward Jay Larkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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