Edward Jay Larkin
Professional Summary
Edward Jay Larkin is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in York, Nebraska and D.H. HILL SECURITIES, LLLP located in York, Nebraska. Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Current Firm
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
Contact Information
Main Address
1543 Green Oak Place Suite 200, Kingwood, TX 77339Mailing Address
1543 Green Oak Place Suite 200, Kingwood, TX 77339Phone Number
(832) 644-1852# of Employees
19SEC notice filing (29 States and Territories)
Registered to provide investment advisory services in 29 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
938AUM (Assets Under Management)
$226,395,564Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT
State Registrations and Notice Filings
(8/19/2026)
(2/12/2016)
(1/19/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1999About the Series 6 examSRO Registrations
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Jay Larkin's CRS (Customer Relationship Summary).
Similar Advisors
ROCKSIDE INVESTMENTS LLC
NYLIFE SECURITIES LLC
PRIMERICA BROKERAGE SERVICES, INC.