La M. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
La M Williamson, who also goes by La M Souriyavongxay, La Mui Souriyavongxay, La M Williamson, La Mui Williamson, was a registered financial professional .
La is a previously registered financial professional and started their career in finance in 2000. La had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2023 - October 5, 2023
MERIT FINANCIAL ADVISORS
August 14, 2023 - October 10, 2023
LPL FINANCIAL LLC
February 22, 2023 - July 6, 2023
RBC CAPITAL MARKETS, LLC
May 5, 2005 - June 15, 2005
UBS FINANCIAL SERVICES INC.
May 31, 2000 - September 12, 2003
UBS FINANCIAL SERVICES INC.
February 16, 2000 - April 6, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
MERIT FINANCIAL ADVISORS
CRD#: 142457 / SEC#: 801-67462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/22/2023
General Securities Representative ExaminationCurrent Firm
MERIT FINANCIAL ADVISORS
CRD#: 142457 / SEC#: 801-67462
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31,882 |
| AUM (Assets Under Management) | $ 10,576,048,244 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
