Dennis C. Cook

WEALTH DESIGN CONSULTING

Laramie, WY 82070

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CRD#: 4073366

Professional summary

Dennis Coleman Cook is a registered financial advisor currently at WEALTH DESIGN CONSULTING, LLC located in Laramie, Wyoming.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Dennis has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A PRACTICING ATTORNEY AT LAW FOR COOK & ASSOC., PC, 505 SOUTH 3RD STREET, SUITE 200, LARAMIE, WY 82070, (307)745-7320. THIS IS NOT AN INVESTMENT RELATED BUSINESS. I HAVE BEEN PRESIDENT OF THIS BUSINESS SINCE MAY, 1993. THIS IS CURRENTLY MY FULL TIME OCCUPATION, 180 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Coleman Cook's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2008 - Present

WEALTH DESIGN CONSULTING, LLC

Office #1: 505 S. 3rd Street Suite 200, Laramie, WY 82070

RIA

CRD#: 133312

Laramie, WY

Past

January 26, 2000 - April 10, 2007

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/26/2008)

IAR

Wyoming
(11/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/25/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH DESIGN CONSULTING, LLC

CRD#: 133312 / SEC#: 801-67331

RIA

Registered Investment Advisory firm - (3/1/2018 Terminated)

Colorado

Registered Investment Advisory firm - (2/23/2018 Approved)

Wyoming

Registered Investment Advisory firm - (9/29/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

505 S. 3rd Street Suite 200, Laramie, WY 82070

Mailing Address

P.o. Box 1345, Laramie, WY 82073-1345

Phone number

(307) 745-6257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 31,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis C. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Coleman Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH DESIGN CONSULTING, LLC

VALMARK SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2008

Series 63

Date: 1/25/2000

Series 6

Date: 1/25/2000

Current Firm

WEALTH DESIGN CONSULTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH DESIGN CONSULTING, LLC

TRUST BUT VERIFY

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