Kevin N. Hedges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Norman Hedges, who also goes by Kevin N Hedges, Kevin Norman Hedges Mr., was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2011 - December 31, 2012
PURSHE KAPLAN STERLING INVESTMENTS
December 22, 2010 - December 31, 2020
HEDGES WEALTH MANAGEMENT LLC
July 21, 2010 - December 16, 2010
LPL FINANCIAL LLC
July 21, 2010 - December 16, 2010
LPL FINANCIAL LLC
June 21, 2004 - March 26, 2010
EQUITABLE ADVISORS, LLC
April 27, 2004 - March 26, 2010
EQUITABLE ADVISORS, LLC
October 5, 2001 - December 20, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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