Kenneth R. Russell

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CRD#: 4073148

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Robert Russell JR, who also goes by Kenneth R Russell Jr, Kenneth Robert Russell Jr., Kenneth Robert Russell, Kenneth Russell Jr., was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 2004. Kenneth had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kenneth R Russell Jr | Kenneth Robert Russell Jr. | Kenneth Robert Russell | Kenneth Russell Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 19, 2020 - March 12, 2026

GREY LEDGE ADVISORS, LLC

RIA

CRD#: 124867

GUILFORD, CT

Past

March 11, 2014 - January 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW HAVEN, CT

Past

January 10, 2014 - January 28, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW HAVEN, CT

Past

January 10, 2007 - May 17, 2013

GFO ADVISORY SERVICES, LLC

RIA

CRD#: 109278

GREENWICH, CT

Past

May 30, 2006 - November 13, 2006

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

GREENWICH, CT

Past

August 19, 2005 - November 13, 2006

CITICORP INVESTMENT SERVICES

CRD#: 23988

GREENWICH, CT

Past

November 3, 2004 - July 13, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

March 31, 2004 - September 16, 2004

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

KENSINGTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREY LEDGE ADVISORS, LLC

CRD#: 124867 / SEC#: 801-61932

RIA

Registered Investment Advisory firm - (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - (3/27/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/29/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/19/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2014

General Securities Representative Examination

Current Firm

GREY LEDGE ADVISORS, LLC

CRD#: 124867 / SEC#: 801-61932

RIA

Registered Investment Advisory firm - (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - (3/27/2003 Terminated)

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Contact information

Main Address

One Park Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 453-9075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/27/2025)

Regulatory assets under management

Total Number of Accounts	1,479
AUM (Assets Under Management)	$ 540,432,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth R. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GFO ADVISORY SERVICES, LLC

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

J.P. MORGAN SECURITIES INC.

WEBSTER INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

GREY LEDGE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2014

Series 65

Date: 5/19/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2014

Current Firm

GREY LEDGE ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREY LEDGE ADVISORS, LLC

TRUST BUT VERIFY

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