Leo A. Scherrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo A Scherrer III, who also goes by Leo A Scherrer, Tony A Scherrer, Tony Scherrer, was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 2000. Leo had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2012 - June 1, 2022
SMEAD CAPITAL MANAGEMENT, INC.
January 29, 2008 - July 8, 2013
QUASAR DISTRIBUTORS, LLC
September 8, 2005 - November 7, 2007
UST SECURITIES CORP.
August 9, 2000 - September 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 2000 - September 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SMEAD CAPITAL MANAGEMENT, INC.
CRD#: 143567 / SEC#: 801-67839
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMEAD CAPITAL MANAGEMENT, INC.
CRD#: 143567 / SEC#: 801-67839
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 7,168,225,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
